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Appendix 5

Monitoring, Evaluation, Evidence & Learning Framework

How the founding programme tracks activity, evidences change, proves contribution, reports honestly and gives the December Decision Gate a credible basis for decision. One Big Change Kenya, September-December 2026.

1. Purpose of this Appendix

This Appendix sets out the monitoring, evaluation, evidence and learning framework for the One Big Change Kenya Founding Implementation Programme. Its purpose is to ensure that:

  • programme activity is tracked consistently
  • school-level change is evidenced rather than assumed
  • claims are proportionate to the available evidence
  • implementation successes and failures are both captured
  • Government receives reliable information at each milestone
  • the December Decision Gate is based on evidence rather than enthusiasm
  • the founding phase produces useful learning for the proposed Year 1 national programme

The framework builds on Appendix 2 - Results, Outcomes, KPIs & Ministry Performance Framework and Appendix 4 - County & School Selection and Change Lens Methodology.

2. Core Evidence Principle

The programme will distinguish clearly between:

Activity

What was done.

↓

Output

What was produced.

↓

Implementation Change

What changed in practice.

↓

Early Outcome

What changed for the people or system involved.

↓

Longer-Term Impact

What may become visible over a longer period.

The programme will not treat activity as proof of impact. For example:

Activity

A workshop taking place.

↓

Output

A completed implementation plan.

↓

Implementation Change

A teacher changing classroom practice.

↓

Early Outcome

Improved learner participation.

↓

Longer-Term Impact

Improved learner attainment, requiring more time and stronger evidence.

3. Founding Phase Evaluation Purpose

The 90-day founding phase is not intended to provide a definitive national impact evaluation. Its purpose is to answer:

1Can the One Big Change implementation model be delivered in practice?
2Do schools find the Change Lens useful?
3Does the model help schools identify meaningful barriers?
4Can those barriers be translated into practical action?
5Is there early evidence of improved implementation capability?
6Does the approach work across materially different contexts?
7Can external expertise and resources be coordinated around evidenced need?
8What does implementation cost?
9What should change before national scale?
10Is there sufficient evidence to justify a Year 1 programme?
4. Evaluation Questions

The programme will assess five broad questions.

Relevance

Does the intervention address a real implementation problem?

Effectiveness

Does the programme help schools move from identified barrier to practical action?

Adaptability

Does the model remain useful across different school contexts?

Sustainability

Can schools continue the change when direct external support reduces?

Scalability

Can the model be expanded responsibly and affordably?

5. Theory of Change

The founding theory of change is:

If schools are supported to identify their most important implementation barrier, understand the evidence behind it, select one practical priority, access the right capability and resources, implement a structured response and review the result, then they are more likely to develop stronger local implementation capability and contribute useful learning to the wider education system.

The founding phase will test this theory rather than assume it is correct.

6. Results Chain

The evidence framework follows the sequence:

Inputs: leadership, funding, expertise, technology, partnerships

↓

Activities: Change Lens, MicroSummits, coaching, resource matching, implementation support

↓

Outputs: baselines, plans, tools, resources, training, evidence records

↓

Implementation Outcomes: improved leadership capability, teacher practice, assessment use, coordination or resource utilisation

↓

School-Level Early Outcomes: changes relevant to each selected priority

↓

System Learning: understanding of barriers, effective support and contextual differences

↓

National Scale Decision: proceed, modify, extend or stop

7. Monitoring vs Evaluation

The programme distinguishes between monitoring and evaluation.

Monitoring

Answers

  • Are activities happening?
  • Are milestones being met?
  • Are schools participating?
  • Is money being spent as planned?
  • Are risks being managed?
  • Are outputs being delivered?

Monitoring occurs continuously.

Evaluation

Answers

  • Did anything meaningful change?
  • Why?
  • For whom?
  • Under what conditions?
  • Is the change likely to last?
  • Is the model worth scaling?

Evaluation occurs at defined points and through structured evidence analysis.

8. Evidence Levels

Evidence will be organised into four levels.

Level 1

Administrative Evidence

Examples

  • attendance
  • contracts
  • schedules
  • activity records
  • procurement records
  • meeting minutes

Level 2

Implementation Evidence

Examples

  • completed implementation tools
  • changed school processes
  • teacher practice records
  • implementation logs
  • resource use

Level 3

Outcome Evidence

Examples

  • staff confidence
  • learner participation
  • assessment practice
  • attendance
  • parent engagement
  • leadership capability

Level 4

Impact Evidence

Examples

  • learner attainment
  • progression
  • sustained practice over time
  • wider institutional change

Most founding-phase evidence is expected to sit within Levels 1-3.

9. Evidence Standards

Evidence should meet five minimum standards.

Traceable

The source is known.

Relevant

It directly relates to the claim.

Proportionate

The evidence burden is reasonable.

Triangulated

Important claims draw on more than one source where practical.

Honest About Limitations

Uncertainty and gaps are recorded.

10. Baseline Methodology

Each school will complete a baseline before implementation begins. The baseline should establish:

  • current practice
  • current capability
  • current barriers
  • available resources
  • existing strengths
  • relevant school data
  • staff/leadership perceptions
  • context

Baseline measures must be agreed before the implementation action begins wherever practical. This reduces the risk of choosing measures retrospectively to make results appear favourable.

11. Baseline Sources

Potential sources include:

  • Change Lens responses
  • leadership interviews
  • teacher interviews
  • staff surveys
  • school records
  • attendance data
  • professional-development records
  • assessment information
  • observation
  • learner voice
  • parent feedback
  • infrastructure review
  • digital usage data

The exact combination depends on the selected school priority.

12. Outcome Measure Selection

Every school implementation plan will define at least one primary implementation measure, one supporting measure, and one qualitative evidence source.

Example

Priority

Improve teacher confidence in CBA.

Primary Measure

Percentage of participating teachers using agreed CBA practice.

Supporting Measure

Teacher confidence score.

Qualitative Evidence

Teacher interviews or observation notes.

13. Indicator Types

The programme will use a mix of indicator types.

Quantitative

Examples

  • percentage
  • count
  • frequency
  • completion rate
  • attendance
  • usage
  • confidence score

Qualitative

Examples

  • interviews
  • observations
  • case studies
  • reflections
  • focus groups
  • implementation stories

Neither type is automatically stronger. The value depends on the question being answered.

14. School-Specific Evidence Plan

Each school will have an Evidence Plan containing:

1priority
2baseline
3expected change
4indicators
5evidence sources
6collection method
7responsible person
8collection frequency
9quality checks
10risks
11ethical considerations
12end-of-phase review approach
15. Common Programme Indicators

Although school priorities differ, the programme will collect common measures across all ten schools. These include:

  • leadership engagement
  • school champion participation
  • baseline completion
  • implementation-plan completion
  • implementation activity
  • evidence completeness
  • peer-learning participation
  • resource requirements
  • capability requirements
  • sustainability confidence
  • Hub-readiness indicators

These enable cross-school comparison without ranking schools.

16. Change Lens Data

The Change Lens will generate structured data across the programme. Potential data fields include:

  • domain
  • strength
  • barrier
  • severity
  • evidence source
  • priority
  • required capability
  • required resource
  • proposed action
  • responsible owner
  • evidence measure
  • status

The digital platform should support structured aggregation while retaining contextual notes.

17. Implementation Log

Every school will maintain a simple implementation log. It should capture:

  • action
  • date
  • owner
  • status
  • issue encountered
  • support required
  • evidence collected
  • decision made
  • next step

The log is intended to support learning, not create excessive administrative burden.

18. Implementation Fidelity

The programme must establish whether the agreed intervention was actually implemented. This is important because an unsuccessful outcome may mean:

  • the intervention was ineffective
  • the intervention was not implemented
  • the context changed
  • the measurement was poor
  • insufficient time was available

Evidence of implementation fidelity may include:

  • activity records
  • observation
  • staff confirmation
  • completion records
  • resource-use evidence
19. Mid-Point Review

During November, each school will complete a structured implementation review. The review will ask:

1Has the action begun?
2Is the implementation occurring as intended?
3What is working?
4What is blocking progress?
5Does the intervention need adjustment?
6Is additional capability needed?
7Is additional resource required?
8Is the evidence plan still appropriate?

Changes will be documented.

20. End-of-Phase Review

Each school will complete a final review in December. The review should assess:

  • implementation completion
  • changes in practice
  • early outcomes
  • unexpected effects
  • sustainability
  • outstanding barriers
  • next steps

The final review should not force a positive conclusion. Possible conclusions include:

successful
partially successful
promising but incomplete
no evidence of improvement
intervention not implemented sufficiently
evidence insufficient
intervention should be redesigned
21. Case Studies

The founding programme should produce structured case studies. Each case study should include:

1school context
2implementation barrier
3baseline
4selected priority
5intervention
6implementation experience
7evidence
8outcome
9limitations
10lesson
11sustainability
12relevance to other schools

Case studies should not become promotional success stories that omit difficulty.

22. Cross-Site Analysis

The ten-school analysis will identify:

  • repeated barriers
  • repeated strengths
  • contextual differences
  • common capability gaps
  • resource gaps
  • successful implementation practices
  • failed approaches
  • potential Hub functions
  • national support needs

The analysis should distinguish:

commonfromcontext-specificfromnot yet understood
23. Evidence Synthesis

Evidence from the ten sites will be synthesised using a structured matrix. Each finding should record:

finding
number of schools affected
contexts in which it appears
evidence strength
exceptions
implication
recommended action

This reduces the risk of generalising from one school.

24. Data Quality

Data quality will be assessed against:

  • completeness
  • accuracy
  • consistency
  • timeliness
  • validity
  • traceability

The Evidence Lead will periodically review data quality. Material weaknesses will be reported.

25. Data Quality Checks

Checks may include:

  • missing-data review
  • duplicate-data review
  • source verification
  • consistency checking
  • outlier review
  • school validation
  • field-team review

Evidence should not be silently amended after collection. Corrections should be traceable.

26. Independent Assurance

The founding programme should include an independent evidence or evaluation assurance function. This may be provided by:

  • university partner
  • independent evaluator
  • research specialist
  • external evidence adviser

The function may:

  • review methodology
  • challenge conclusions
  • test evidence quality
  • review analysis
  • identify unsupported claims
  • advise on limitations

No external institution should be described as providing independent assurance until formally contracted or agreed.

27. University Role

Where formally agreed, universities may support:

  • research design
  • baseline methodology
  • analysis
  • evidence quality
  • publication
  • knowledge transfer
  • evaluation
  • research ethics

University participation does not remove programme accountability from One Big Change.

28. School Validation

Schools should validate factual information before final reports are completed. They may:

  • correct factual errors
  • add missing evidence
  • challenge unsupported interpretation

They may not require the removal of evidenced findings solely because those findings are uncomfortable.

29. Evidence Integrity

The programme will protect evidence integrity. Programme staff, partners or external stakeholders must not:

  • alter findings for reputational reasons
  • suppress negative evidence
  • inflate outcomes
  • count unconfirmed resources
  • present planned activity as completed
  • present connected schools as intensively supported schools
30. Failure Reporting

The programme will actively document interventions that do not work. Each failed or weak implementation cycle should record:

intended result
action
actual result
reason
evidence
lesson
recommendation

This is essential for national scale. A failed intervention that prevents wider waste can be highly valuable.

31. Learning Questions

The founding programme will maintain a learning agenda. Example questions include:

1What type of support produces the fastest implementation change?
2Which barriers require money?
3Which barriers require leadership?
4Which barriers require teacher capability?
5Which barriers require policy clarification?
6What can schools solve themselves?
7What requires external support?
8What can LocaeHubs realistically provide?
9What requires national coordination?
32. Learning Register

A programme Learning Register will record:

  • insight
  • source
  • context
  • implication
  • action
  • owner
  • status

Insights should feed directly into Year 1 design.

33. Peer Learning Evidence

The programme will also track whether peer learning contributes to implementation. Evidence may include:

  • practice shared
  • schools adopting another school's approach
  • peer support conversations
  • champion networks
  • cross-school resource sharing

This helps test the future LocaeHub concept.

34. Hub-Readiness Evidence

Potential Hub readiness may be assessed using:

  • leadership stability
  • implementation capability
  • peer-support willingness
  • strong practice
  • evidence discipline
  • coordination capacity
  • geographic relevance

Hub readiness remains provisional during the founding phase.

35. Traction Partner Evidence

Traction Partner contributions will be tracked separately. Each contribution should record:

partner
school need
contribution
cash/in-kind status
estimated value
date
beneficiary
expected outcome
evidence

No verbal intention will be counted as secured value.

36. Resource Leverage

The programme will calculate an indicative resource-leverage ratio. The ratio compares:

Government programme expenditure

with

additional verified cash and in-kind resources mobilised

The purpose is to test whether the model creates value beyond the public commission.

37. Financial Evidence

Financial monitoring will include:

  • approved budget
  • expenditure
  • commitment
  • forecast
  • variance
  • contingency use
  • school activation-fund utilisation

Programme finance will be linked to implementation activity where practical.

38. Cost-Effectiveness Learning

The founding programme will calculate indicative costs such as:

  • cost per founding school
  • cost per completed baseline
  • cost per implementation cycle
  • field cost by context
  • support cost by priority type
  • evidence cost
  • cost of central coordination

These figures will inform Year 1 modelling.

39. Value for Money

Value for money will be considered through:

Economy

Were inputs procured at appropriate cost?

Efficiency

Were resources converted into outputs effectively?

Effectiveness

Did the programme produce meaningful implementation change?

Equity

Did the model function across materially different contexts?

40. Attribution

The founding programme should be cautious about claiming causality. Where change occurs, the programme should ask:

  • What else changed?
  • What other interventions existed?
  • What would likely have happened anyway?
  • Did One Big Change contribute?
  • How strongly can contribution be evidenced?

The founding evaluation will therefore often use contribution analysis rather than strong causal claims.

41. Contribution Analysis

For each important outcome, the programme may assess:

Was the expected change observed?

↓

Did the intervention occur before the change?

↓

Is there a plausible mechanism?

↓

Do participants attribute some change to the intervention?

↓

Are there alternative explanations?

↓

Does other evidence support the conclusion?

This produces a more responsible statement such as:

"The evidence suggests the intervention contributed to improved implementation capability."

rather than:

"One Big Change caused the improvement."
42. Time Limitations

The programme lasts approximately 90 days. Therefore some outcomes may not be visible before the Decision Gate. Examples include:

  • sustained learner attainment
  • long-term retention
  • pathway outcomes
  • multi-year teacher practice
  • long-term Hub sustainability

These should become Year 1 or longitudinal measures.

43. Reporting Schedule

Weekly Internal Monitoring

Covers:

  • milestones
  • schools
  • activities
  • risks
  • delivery issues
  • evidence gaps

Monthly Government Report

Covers:

  • performance scorecard
  • milestone progress
  • school implementation
  • financial position
  • risks
  • partner mobilisation
  • evidence

Milestone Reports

M1

Mobilisation Report

M2

Baseline Completion Report

M3

Implementation Evidence Report

M4

Final Founding Evidence and Decision Gate Report

44. Ministry Dashboard

The Ministry-facing dashboard should include:

Programme Status

Overall RAG.

School Status

10-school progress.

Geography

10-county map.

Evidence

Baseline, implementation and outcome evidence status.

Financial

Budget versus actual.

Risks

Top programme risks.

Partners

Traction Partner pipeline and verified contributions.

Scale Readiness

Decision Gate scorecard.

45. Public Reporting

Public reporting should be proportionate. Potential public outputs include:

  • aggregated findings
  • lessons
  • strong practice
  • national implementation themes
  • anonymised case studies
  • partner contributions

Sensitive school-level weaknesses should not be published unnecessarily.

46. School Reporting

Each school will receive:

  • baseline summary
  • implementation plan
  • evidence summary
  • end-of-phase review
  • recommended next steps

Schools should gain practical value from the evidence process.

47. Evidence Storage

The programme should maintain a structured evidence repository containing:

  • baseline records
  • implementation logs
  • interviews
  • surveys
  • documents
  • evidence plans
  • outcome records
  • reports
  • approvals

Access should follow role-based controls.

48. Data Retention

The programme will define:

  • what data is retained
  • why
  • for how long
  • who can access it
  • when it is deleted or anonymised

Detailed requirements belong in Appendix 6.

49. Learner Voice

Where learner voice is collected, it must be:

  • relevant
  • proportionate
  • ethically collected
  • appropriately consented
  • safeguarded

Learner participation should not be used merely to make programme communications more appealing.

50. Staff Voice

Teacher and staff perspectives are important because implementation quality often depends on daily practice. The programme should create safe opportunities for staff to describe:

  • confidence
  • workload
  • barriers
  • training needs
  • practical experience

Where appropriate, aggregated reporting should protect individual identities.

51. Parent and Community Voice

Where relevant to the selected priority, parent/community evidence may be collected. Potential areas include:

  • CBE understanding
  • pathway understanding
  • communication
  • participation
  • confidence
  • barriers to engagement

Parent involvement should be targeted, not automatically required for every priority.

52. Evidence of Sustainability

The programme will assess whether change is likely to continue. Possible indicators include:

  • named internal owner
  • continued leadership support
  • embedded process
  • staff capability
  • available resources
  • peer support
  • funding requirement
  • dependence on external expert
53. Dependency Test

Each school implementation cycle should identify:

Low Dependency

School can continue largely independently.

Moderate Dependency

School can continue but requires periodic support.

High Dependency

Change depends substantially on external resource or expertise.

This information is important for Year 1 costing.

54. National Scale Evidence

The Decision Gate must examine evidence across four scale dimensions.

School Level

Does the method work?

Hub Level

Can schools support peers?

Programme Level

Can One Big Change coordinate delivery efficiently?

National Level

Can the model reach wider networks without losing quality?

55. Scale Readiness Evidence

Evidence should support decisions on:

  • staffing ratio
  • Hub size
  • implementation intensity
  • digital versus in-person support
  • expert requirements
  • school activation funding
  • evidence workload
  • travel
  • partner mobilisation
  • cost per school
56. 6,000-School Evidence Principle

The Year 1 target distinguishes between:

Deeply Supported·Hub-Participating·Connected

The programme will never combine these categories into a single inflated participation figure. Reporting will identify the level of engagement separately.

57. Decision Gate Evidence Pack

The December Decision Gate will receive:

1Executive Evidence Summary
2Ten school baselines
3Ten implementation reports
4Ten school evidence reviews
5Cross-site analysis
6Case studies
7Resource-needs matrix
8Traction Partner report
9Financial report
10Risk report
11Change Lens methodology review
12Scale-readiness scorecard
13Year 1 implementation architecture
14Year 1 financial model
15Recommendations
58. Decision Gate Options

The evidence may support four outcomes.

Proceed

Evidence supports wider implementation.

Proceed with Modification

Evidence supports expansion but the model needs adjustment.

Extend Founding Evidence

Promising evidence exists but more testing is required.

Do Not Scale

Evidence does not justify further investment.

59. Decision Gate Threshold

No single KPI automatically triggers national scale. Government should consider the overall evidence across:

  • effectiveness
  • adaptability
  • cost
  • governance
  • capacity
  • sustainability
  • evidence quality
  • resource leverage
  • scale feasibility
60. Year 1 Baseline

Where the programme proceeds, the founding evidence will become the basis for the Year 1 measurement framework. The Year 1 framework should define:

  • 50 Hub outcomes
  • 500 core-school outcomes
  • 6,000 connected-school engagement
  • teacher capability outcomes
  • learner outcomes where measurable
  • resource mobilisation
  • sustainability
  • partner leverage
61. Year 1 Longitudinal Measures

Longer-term measures may include:

  • learner attainment
  • learner progression
  • pathway participation
  • teacher retention
  • attendance
  • sustained implementation practice
  • Hub performance
  • school-to-school support
  • cost effectiveness

These measures require longer observation than the founding phase.

62. Learning Publication

Where appropriate, programme learning may be published through:

  • implementation reports
  • research papers
  • case studies
  • LocaeFest
  • policy briefings
  • school learning resources

Publication must protect confidentiality and evidence integrity.

63. LocaeAwards and Evidence

LocaeAwards should not operate as a popularity competition. Recognition should be grounded in evidence. Potential criteria include:

  • implementation progress
  • improvement
  • sharing practice
  • inclusion
  • teacher leadership
  • learner wellbeing
  • community engagement
  • innovation
  • sustainability

The awards framework should be developed separately and tested before Year 1.

64. LocaeFest and Learning

LocaeFest may provide a national learning platform where:

  • schools share practice
  • learners contribute appropriately
  • teachers present implementation lessons
  • partners demonstrate support
  • researchers share findings
  • Government receives implementation intelligence

The event should function as a learning mechanism, not solely a celebration.

65. Evidence Ethics

Evidence collection must not:

  • create unnecessary burden
  • expose learners
  • pressure staff to provide positive responses
  • publish sensitive school information
  • misuse consent
  • manipulate findings

Detailed ethical controls appear in Appendix 6.

66. Founding Evaluation Success Test

The evidence framework will be considered successful if, at the end of 90 days, Government can clearly answer:

1What happened?
2What changed?
3What did not change?
4Why?
5What did schools value?
6What barriers remain?
7What did implementation cost?
8What additional resources were mobilised?
9What is sustainable?
10What should change?
11What can scale?
12What should not scale?
67. Core Evidence Promise
One Big Change Kenya will not ask Government to scale on the basis of activity, enthusiasm or anecdote. The founding phase will generate a structured body of implementation evidence showing what changed, what did not, why, at what cost and under what conditions.

That evidence will form the basis of the December Decision Gate.